Regulatory Support

Ambant provides a regulatory framework that allows fledgling MGAs to become an Appointed Representative of Ambant and thus come under the umbrella of Ambant’s own FCA permissions.

Our regulatory and governance support framework includes:

  • the provision of fully segregated client trust accounts for the handling of client money
  • reconciliation of trust accounts to the ledger in accordance with FCA CASS rules
  • guidance on complaints procedures, anti-money laundering procedures and the detection and prevention of financial crime.

Ambant can also provide technical and regulatory support and assistance on any applications that are being made to the Financial Conduct Authority for direct authorisation.

Key contact: Chris Butcher

chris.butcher@ambant.com

Tel: 020 7264 0810